Broker Dealer Operations Under Securities and Commodities Law

Broker Dealer Operations Under Securities and Commodities Law
Author :
Publisher : West Group Publishing
Total Pages :
Release :
ISBN-10 : 0876323921
ISBN-13 : 9780876323922
Rating : 4/5 (21 Downloads)

Book Synopsis Broker Dealer Operations Under Securities and Commodities Law by : Jerry W. Markham

Download or read book Broker Dealer Operations Under Securities and Commodities Law written by Jerry W. Markham and published by West Group Publishing. This book was released on 1995-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:


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In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investmen