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Conduct and Accountability in Financial Services
Language: en
Pages: 359
Authors: Stacey English
Categories: Law
Type: BOOK - Published: 2018-11-23 - Publisher: Bloomsbury Publishing

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Are you fully prepared for the implementation of the Senior Managers and Certification Regime across financial services firms and the related regulatory scrutin
New Accountability in Financial Services
Language: en
Pages: 234
Authors: Joe McGrath
Categories: Social Science
Type: BOOK - Published: 2022-01-01 - Publisher: Springer Nature

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This book is a critical examination of recently introduced individual accountability regimes that apply to the financial services industry in the UK (SMCR) and
Standards for Internal Control in the Federal Government
Language: en
Pages: 88
Authors: United States Government Accountability Office
Categories: Reference
Type: BOOK - Published: 2019-03-24 - Publisher: Lulu.com

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Policymakers and program managers are continually seeking ways to improve accountability in achieving an entity's mission. A key factor in improving accountabil
Government Auditing Standards - 2018 Revision
Language: en
Pages: 234
Authors: United States Government Accountability Office
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Type: BOOK - Published: 2019-03-24 - Publisher: Lulu.com

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Audits provide essential accountability and transparency over government programs. Given the current challenges facing governments and their programs, the overs
Financial Supervision in the 21st Century
Language: en
Pages: 255
Authors: A. Joanne Kellermann
Categories: Business & Economics
Type: BOOK - Published: 2014-07-08 - Publisher: Springer Science & Business Media

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The financial crisis prompted financial supervisors to take a critical look at their own performance. The "toolkit" available to supervisors is considerably mor